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Pump and Dump Schemes
Promotion of a thinly traded security by holders who intend to sell into the demand they create. The structural features are visible before the promotion arrives.
Intermediate4 min read
Protection
Promotion and Disclosure Rules
Anyone paid to promote a security must disclose it. The rule is old, it applies on social platforms, and the disclosure is usually present and unread.
Intermediate3 min read
Protection
Complaints, Arbitration and Recourse
Most brokerage disputes go to arbitration rather than to court, because the account agreement said so. Knowing the process before it is needed changes what evidence exists.
Intermediate3 min read